Strength and Credibility
We partner with Pershing, LLC, America’s top clearing firm – recently rated #1 for Customer Statements by DALBAR, Inc., the nation’s leading financial services market research firm. Pershing is part of The Bank of New York Mellon Corporation, which has in excess of $20 trillion in assets under custody and administration and more than 40,000 employees in 34 countries on six continents. We’re also members of FINRA & SIPC. So you can have peace of mind, knowing your Capital Guardian advisor is supported by a worldwide network of financial professionals.
Experience and Expertise
In our South Florida office alone, we have nearly 190 years of combined experience. Many of us have worked at large institutions, including Morgan Stanley, Smith Barney, HSBC and Wachovia Securities. We offer a broad spectrum of investment, insurance and lending solutions. We can even advise you on alternative investments that are typically available only to the ultra-affluent.
We’ve also tailored our practice to serve the specific needs of a large portion of our clients. For example, we have a high level of expertise in Estate and Retirement Planning as well as Trusts. This is valuable to both domestic retirees and to multi-generational families with members in several countries.
Domestic and International
We serve both domestic and international clients. Our business and personal lives are immersed in the diverse cultures of South Florida and Latin America. We know the languages and the lifestyles. This enables us to better understand the investment goals of our clients, as well as the challenges they can face.
Security and Service
Every day, clients express their desire for financial stability. They rely on us to guide them through the complexities of the U.S. markets and all of their investment choices. And they know that we’re an independent broker-dealer that plans to be here for many years to come.
At Capital Guardian, our advisors have the freedom to focus solely on the financial goals of their clients. Instead of promoting company products, we take a custom approach to each client’s portfolio. And we develop solid relationships by providing a higher level of personal service. The way we see it, your financial advisor should answer to one person, you.
