Capital Guardian was founded and built with the vision to provide an unconstrained environment for financial advisors and their clients to thrive without the restrictive boundaries and bureaucracies of a large investment firm. Capital Guardian is a true partnership between financial advisors, their clients and us.
Strength and Credibility
We partner with Pershing, LLC, the leader in global clearing services and the largest custodian based on their list of broker dealer customers. Pershing is part of The Bank of New York Mellon Corporation, which has in excess of $20 trillion in assets under custody and administration and more than 40,000 employees in 34 countries on six continents. You should have peace of mind, knowing your Capital Guardian advisor is supported by a worldwide network of financial professionals and the most respected custodian on Wall Street. Recently, Pershing was rated #1 for Customer Statements by DALBAR, Inc., the nation’s leading financial services market research firm.
Experience and Expertise
Our management team has a diverse background in the financial services industry. We have assembled a talented group who has worked for large wirehouse and independent firms as well as on the institutional side of the business. Many of us have been financial advisors and some still work with clients today. We offer a broad spectrum of investment, insurance and lending solutions. We can even advise you on alternative investments that are typically available only to the ultra-affluent.
We’ve also tailored our practice to serve the specific needs of a large portion of our clients. For example, we have a high level of expertise in Estate and Retirement Planning as well as Trusts. This is valuable to both domestic retirees and to multi-generational families with members in several countries. Many of our financial advisors hold the industry’s most recognizable professional designations, like the CFP®, CIMA®, CFA, and CPA®.
Domestic and International
We serve both domestic and international clients. In our Miami office, our business and personal lives are immersed in the diverse cultures of South Florida and Latin America. We know the languages and the lifestyles. This enables us to better understand the investment goals of our clients, as well as the challenges they can face.
Security and Service
Every day, clients express their desire for financial stability. That is why we are members of FINRA and SIPC. Our clients rely on us to guide them through the complexities of the U.S. markets and all of their investment choices. And they know that we’re an independent wealth management firm who plans to be here for many years to come.
At Capital Guardian, our financial advisors have the freedom to focus solely on the financial goals of their clients. Instead of promoting company products, we take a custom approach to each client's portfolio. And we develop solid relationships by providing a higher level of personal service. The way we see it, your financial advisor should answer to one person, you.
